Compliance Department

Agent Pipeline is the only FMO with an industry-leading,
full-service Compliance Department.

We ensure that our agents are notified of the most current rules and regulations, legislation changes, and marketing guidelines. Our goal is to help each of our agents and agencies conduct business in a compliant manner which not only helps prevent sales allegations but also aids in ensuring their blocks of business are protected and, in the event of an audit, they are fully prepared to respond.

Our focus on Agent Pipeline’s Code of Compliance & Ethics creates the foundation of our Compliance Program.

It guides our agents in making ethical and compliance decisions. Our code is grounded in the core values of accountability, compassion, innovation, honesty, and teamwork. We want to change the way agents look at compliance; not as something frightening and overwhelming but instead as a way to grow and protect your business for years to come. Whether it is Medicare Advantage, Medicare Supplements, ACA plans, or anything in between, we are here to help.

Our Chief Compliance Officer, Kim Patterson, has worked to provide a simple approach to creating a Compliance Program for agents and agencies.

Agent Pipeline also works to ensure you remain compliant by providing dedicated compliance training sessions, audit reviews & assistance, website and marketing piece reviews, compliance program reviews, pre-approved compliant marketing pieces for agent/agency use, and much more.


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