Agent Pipeline is the only insurance marketing organization with an industry leading Compliance Department. 

We ensure our agents are notified of the most current rules and regulations, legislation changes and marketing guidelines. Our goal is to help each of our agents and agencies conduct business in a compliant manner which not only helps prevent sales allegations but also aids our agency partners in ensuring their blocks of business are protected and, in the event of an audit, they are fully prepared to respond.

Our focus on Agent Pipeline’s Code of Compliance and Ethics creates the foundation of our Compliance Program.

It guides our agents to make ethical and compliant decisions and agents. Our code is grounded in our core values of accountability, compassion, innovation, honesty, and teamwork. We want to change the way agents look at compliance; not as something frightening and overwhelming but instead as a way to grow and protect your business for years to come.  Whether it is Medicare Advantage, Medicare Supplements, ACA plans or anything in between, we are here to help.

Our Chief Compliance Officer, Kim Patterson, has worked to provide a simple approach to creating a Compliance Program for our agent and agency partners. You can click here to download the Compliance Guide for FDRs to learn more about the development of your Compliance Program.

Agent Pipeline also works to ensure you remain compliant by providing dedicated compliance training sessions, audit reviews & assistance, website and marketing piece reviews, compliance program reviews, pre-approved compliant marketing pieces for agent/agency use, and much more. Below are important compliance documents:

Check back! Our “Avoiding Sales Allegations” video series will be available soon.

If you are interested in contacting our Compliance Department for more information or to report an incident, please click here.

Kim Patterson – ext. 6454
Chief Compliance Officer

Eric Thorsteinson – ext. 6483
Quality Review Specialist

Questions regarding compliance issues?

Contact our Compliance Board – ext. 6202